STANLEY BLACK & DECKER INC

CUSIP: 854502804 Class: CVPFD 6.25% 11/17/2016

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 25 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 25 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 25 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 25 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 25 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 25 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 25 Value ($000) $3 Avg Close — Range —
Q4 2014
Shares 75 Value ($000) $9 Avg Close — Range —
Q3 2014
Shares 50 Value ($000) $6 Avg Close — Range —