STATE STREET CAP 1.38875% 6/15/37

CUSIP: 85748DAA7 Class: CORPORATE BONDS AND NOTES

Lumbard & Kellner, LLC's Holding History (CIK: 0001602476)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,870,000 Value ($000) $1,608 Avg Close — Range —
Q2 2016
Shares 1,870,000 Value ($000) $1,562 Avg Close — Range —
Q1 2016
Shares 1,870,000 Value ($000) $1,367 Avg Close — Range —
Q4 2015
Shares 1,870,000 Value ($000) $1,529 Avg Close — Range —
Q3 2015
Shares 1,870,000 Value ($000) $1,505 Avg Close — Range —
Q2 2015
Shares 1,870,000 Value ($000) $1,632 Avg Close — Range —
Q1 2015
Shares 1,870,000 Value ($000) $1,580 Avg Close — Range —
Q4 2014
Shares 1,870,000 Value ($000) $1,552 Avg Close — Range —
Q3 2014
Shares 1,875,000 Value ($000) $1,598 Avg Close — Range —
Q2 2014
Shares 1,875,000 Value ($000) $1,594 Avg Close — Range —
Q1 2014
Shares 1,875,000 Value ($000) $1,417 Avg Close — Range —
Q4 2013
Shares 1,875,000 Value ($000) $1,417 Avg Close — Range —