STEMCELLS INC

CUSIP: 85857R204 Class: COM

SHUFRO ROSE & CO LLC's Holding History (CIK: 0000908195)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,000 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 10,000 Value ($000) $4 Avg Close — Range —
Q3 2015
Shares 10,000 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 10,000 Value ($000) $5 Avg Close — Range —