STEMCELLS INC

CUSIP: 85857R204 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 27,841 Value ($000) $12 Avg Close — Range —
Q2 2015
Shares 24,364 Value ($000) $13 Avg Close — Range —
Q1 2015
Shares 11,164 Value ($000) $11 Avg Close — Range —
Q4 2014
Shares 11,114 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 20,826 Value ($000) $42 Avg Close — Range —
Q1 2014
Shares 22,908 Value ($000) $31 Avg Close — Range —
Q4 2013
Shares 17,700 Value ($000) $22 Avg Close — Range —
Q3 2013
Shares 16,648 Value ($000) $28 Avg Close — Range —
Q2 2013
Shares 16,648 Value ($000) $27 Avg Close — Range —