STEMCELLS INC

CUSIP: 85857R204 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 11,550 Value ($000) $6 Avg Close — Range —
Q1 2015
Shares 11,550 Value ($000) $11 Avg Close — Range —
Q4 2014
Shares 11,550 Value ($000) $11 Avg Close — Range —
Q3 2014
Shares 11,600 Value ($000) $14 Avg Close — Range —