STERLING BANCORP DEL

CUSIP: 85917A100 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 142,940 Value ($000) $3,686 Avg Close — Range —
Q3 2021
Shares 28,533 Value ($000) $712 Avg Close — Range —