STIFEL FINL CORP

Ticker: SF CUSIP: 860630102 Class: EQTY

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 22,166 Value ($000) $939,000 Avg Close $25.82 Range $23.92 - $27.84
Q3 2015
Shares 45,000 Value ($000) $1,894,000 Avg Close $30.07 Range $24.51 - $34.65