STIFEL FINL CORP

Ticker: SF CUSIP: 860630102 Class: EQTY

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 7,889 Value ($000) $536 Avg Close $61.66 Range $56.01 - $65.70

Q2 2021

Shares 11,000 Value ($000) $713 Avg Close $61.89 Range $55.66 - $66.37

Q1 2021

Shares 7,500 Value ($000) $480 Avg Close $53.66 Range $43.76 - $63.38

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	7,889	$536	$61.66	$56.01 - $65.70
Q2 2021	11,000	$713	$61.89	$55.66 - $66.37
Q1 2021	7,500	$480	$53.66	$43.76 - $63.38