SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 90,778 Value ($000) $1,755 Avg Close — Range —
Q3 2025
Shares 70,539 Value ($000) $1,181 Avg Close — Range —
Q2 2025
Shares 108,501 Value ($000) $1,639 Avg Close — Range —
Q1 2025
Shares 96,176 Value ($000) $1,394 Avg Close — Range —
Q4 2024
Shares 96,176 Value ($000) $1,394 Avg Close — Range —
Q3 2024
Shares 79,860 Value ($000) $1,009 Avg Close — Range —
Q2 2024
Shares 60,341 Value ($000) $809 Avg Close — Range —
Q1 2024
Shares 51,145 Value ($000) $602 Avg Close — Range —
Q4 2023
Shares 3,493 Value ($000) $34 Avg Close — Range —