SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

ROTHSCHILD INVESTMENT LLC's Holding History (CIK: 0000085338)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,733 Value ($000) $33 Avg Close — Range —
Q3 2025
Shares 1,687 Value ($000) $28 Avg Close — Range —
Q2 2025
Shares 1,409 Value ($000) $21 Avg Close — Range —
Q1 2025
Shares 1,542 Value ($000) $24 Avg Close — Range —
Q4 2024
Shares 1,508 Value ($000) $22 Avg Close — Range —
Q3 2024
Shares 3,650 Value ($000) $46 Avg Close — Range —
Q2 2024
Shares 3,374 Value ($000) $45 Avg Close — Range —
Q1 2024
Shares 941 Value ($000) $11 Avg Close — Range —
Q4 2023
Shares 691 Value ($000) $7 Avg Close — Range —