SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

CITIZENS FINANCIAL GROUP INC/RI's Holding History (CIK: 0000759944)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 368 Value ($000) $3 Avg Close — Range —
Q1 2017
Shares 1,036 Value ($000) $7 Avg Close — Range —
Q4 2016
Shares 2,007 Value ($000) $16 Avg Close — Range —
Q3 2016
Shares 2,015 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 3,343 Value ($000) $19 Avg Close — Range —
Q1 2016
Shares 2,808 Value ($000) $17 Avg Close — Range —
Q4 2015
Shares 2,158 Value ($000) $16 Avg Close — Range —