SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 11,125 Value ($000) $97 Avg Close — Range —
Q3 2017
Shares 24,775 Value ($000) $191 Avg Close — Range —
Q2 2017
Shares 25,825 Value ($000) $203 Avg Close — Range —
Q1 2017
Shares 41,625 Value ($000) $302 Avg Close — Range —