SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 22,423 Value ($000) $171 Avg Close — Range —
Q2 2015
Shares 22,423 Value ($000) $199 Avg Close — Range —
Q1 2015
Shares 22,423 Value ($000) $174 Avg Close — Range —
Q4 2014
Shares 17,312 Value ($000) $126 Avg Close — Range —
Q3 2014
Shares 17,312 Value ($000) $142 Avg Close — Range —
Q2 2014
Shares 17,312 Value ($000) $147 Avg Close — Range —
Q1 2014
Shares 17,312 Value ($000) $150 Avg Close — Range —
Q4 2013
Shares 17,312 Value ($000) $182 Avg Close — Range —
Q3 2013
Shares 17,312 Value ($000) $168 Avg Close — Range —
Q2 2013
Shares 17,842 Value ($000) $165 Avg Close — Range —