SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 150,000 Value ($000) $1,166 Avg Close — Range —
Q3 2016
Shares 140,000 Value ($000) $945 Avg Close — Range —