SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

HBK INVESTMENTS L P's Holding History (CIK: 0001011443)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 21,992 Value ($000) $155 Avg Close — Range —
Q1 2019
Shares 86,199 Value ($000) $606 Avg Close — Range —
Q4 2018
Shares 151,200 Value ($000) $984 Avg Close — Range —
Q3 2018
Shares 66,600 Value ($000) $535 Avg Close — Range —
Q2 2018
Shares 25,830 Value ($000) $201 Avg Close — Range —
Q4 2017
Shares 11,300 Value ($000) $98 Avg Close — Range —
Q3 2017
Shares 42,100 Value ($000) $325 Avg Close — Range —
Q2 2017
Shares 48,300 Value ($000) $380 Avg Close — Range —
Q1 2017
Shares 19,400 Value ($000) $141 Avg Close — Range —
Q4 2016
Shares 12,121 Value ($000) $93 Avg Close — Range —
Q2 2016
Shares 155,253 Value ($000) $888 Avg Close — Range —
Q1 2016
Shares 269,600 Value ($000) $1,620 Avg Close — Range —
Q4 2015
Shares 81,500 Value ($000) $619 Avg Close — Range —
Q3 2015
Shares 40,286 Value ($000) $307 Avg Close — Range —
Q2 2015
Shares 50,400 Value ($000) $448 Avg Close — Range —
Q3 2014
Shares 79,716 Value ($000) $654 Avg Close — Range —
Q2 2014
Shares 105,044 Value ($000) $890 Avg Close — Range —
Q1 2014
Shares 36,200 Value ($000) $313 Avg Close — Range —
Q2 2013
Shares 20,240 Value ($000) $187 Avg Close — Range —