SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 2,184 Value ($000) $17 Avg Close — Range —
Q2 2017
Shares 2,184 Value ($000) $17 Avg Close — Range —
Q1 2017
Shares 2,105 Value ($000) $15 Avg Close — Range —
Q4 2016
Shares 2,214 Value ($000) $17 Avg Close — Range —
Q3 2016
Shares 2,214 Value ($000) $15 Avg Close — Range —
Q2 2016
Shares 2,214 Value ($000) $13 Avg Close — Range —
Q1 2016
Shares 2,214 Value ($000) $13 Avg Close — Range —
Q4 2015
Shares 2,214 Value ($000) $17 Avg Close — Range —
Q3 2015
Shares 2,214 Value ($000) $17 Avg Close — Range —
Q2 2015
Shares 1,757 Value ($000) $16 Avg Close — Range —
Q1 2015
Shares 1,757 Value ($000) $14 Avg Close — Range —
Q4 2014
Shares 1,757 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 1,757 Value ($000) $14 Avg Close — Range —