SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

ALLIANCEBERNSTEIN L.P.'s Holding History (CIK: 0001109448)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 13,961 Value ($000) $95 Avg Close — Range —
Q2 2019
Shares 14,964 Value ($000) $106 Avg Close — Range —
Q1 2019
Shares 16,311 Value ($000) $115 Avg Close — Range —
Q4 2018
Shares 17,923 Value ($000) $117 Avg Close — Range —
Q1 2016
Shares 39,766 Value ($000) $239 Avg Close — Range —
Q4 2015
Shares 66,883 Value ($000) $508 Avg Close — Range —
Q3 2015
Shares 79,542 Value ($000) $607 Avg Close — Range —
Q2 2015
Shares 73,796 Value ($000) $656 Avg Close — Range —
Q1 2015
Shares 79,974 Value ($000) $619 Avg Close — Range —
Q4 2014
Shares 82,171 Value ($000) $598 Avg Close — Range —
Q3 2014
Shares 87,515 Value ($000) $718 Avg Close — Range —
Q2 2014
Shares 110,381 Value ($000) $935 Avg Close — Range —
Q1 2014
Shares 106,026 Value ($000) $917 Avg Close — Range —
Q4 2013
Shares 87,673 Value ($000) $920 Avg Close — Range —
Q3 2013
Shares 116,056 Value ($000) $1,129 Avg Close — Range —
Q2 2013
Shares 117,741 Value ($000) $1,086 Avg Close — Range —