SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

PRENTISS SMITH & CO INC's Holding History (CIK: 0001134687)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,000 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 1,700 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 1,700 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 1,700 Value ($000) $13 Avg Close — Range —
Q3 2015
Shares 1,700 Value ($000) $13 Avg Close — Range —