SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

CIM INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001179791)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 35,075 Value ($000) $276 Avg Close — Range —
Q1 2017
Shares 35,075 Value ($000) $254 Avg Close — Range —
Q4 2016
Shares 35,075 Value ($000) $268 Avg Close — Range —
Q3 2016
Shares 16,075 Value ($000) $109 Avg Close — Range —
Q1 2014
Shares 17,975 Value ($000) $155 Avg Close — Range —