SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 33,000 Value ($000) $281 Avg Close — Range —
Q4 2017
Shares 33,000 Value ($000) $287 Avg Close — Range —
Q3 2017
Shares 33,000 Value ($000) $254 Avg Close — Range —
Q2 2017
Shares 33,000 Value ($000) $259 Avg Close — Range —
Q1 2017
Shares 33,000 Value ($000) $239 Avg Close — Range —
Q4 2016
Shares 33,000 Value ($000) $252 Avg Close — Range —
Q3 2016
Shares 16,000 Value ($000) $108 Avg Close — Range —
Q2 2016
Shares 16,000 Value ($000) $92 Avg Close — Range —
Q1 2016
Shares 16,000 Value ($000) $96 Avg Close — Range —