SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,679 Value ($000) $13 Avg Close — Range —
Q3 2019
Shares 1,679 Value ($000) $11 Avg Close — Range —
Q2 2019
Shares 1,679 Value ($000) $12 Avg Close — Range —
Q1 2019
Shares 1,315,229 Value ($000) $9,246 Avg Close — Range —
Q4 2018
Shares 1,279,902 Value ($000) $8,332 Avg Close — Range —
Q3 2018
Shares 1,240,370 Value ($000) $9,960 Avg Close — Range —
Q2 2018
Shares 1,363,606 Value ($000) $10,595 Avg Close — Range —
Q1 2018
Shares 1,257,516 Value ($000) $10,689 Avg Close — Range —
Q4 2017
Shares 1,196,186 Value ($000) $10,395 Avg Close — Range —
Q3 2017
Shares 1,190,647 Value ($000) $9,180 Avg Close — Range —
Q2 2017
Shares 1,185,588 Value ($000) $9,319 Avg Close — Range —
Q1 2017
Shares 1,167,734 Value ($000) $8,466 Avg Close — Range —
Q4 2016
Shares 1,158,209 Value ($000) $8,849 Avg Close — Range —
Q3 2016
Shares 1,252,518 Value ($000) $8,454 Avg Close — Range —
Q2 2016
Shares 1,357,803 Value ($000) $7,767 Avg Close — Range —
Q1 2016
Shares 1,377,642 Value ($000) $8,280 Avg Close — Range —
Q4 2015
Shares 3,077,304 Value ($000) $23,357 Avg Close — Range —
Q3 2015
Shares 3,076,377 Value ($000) $23,473 Avg Close — Range —
Q2 2015
Shares 2,921,889 Value ($000) $25,976 Avg Close — Range —
Q1 2015
Shares 2,733,186 Value ($000) $21,155 Avg Close — Range —
Q4 2014
Shares 2,358,371 Value ($000) $17,169 Avg Close — Range —
Q3 2014
Shares 2,507,176 Value ($000) $20,559 Avg Close — Range —
Q2 2014
Shares 2,523,779 Value ($000) $21,376 Avg Close — Range —
Q1 2014
Shares 2,480,741 Value ($000) $21,458 Avg Close — Range —
Q4 2013
Shares 2,428,047 Value ($000) $25,470 Avg Close — Range —
Q3 2013
Shares 2,073,782 Value ($000) $20,178 Avg Close — Range —
Q2 2013
Shares 753,974 Value ($000) $6,952 Avg Close — Range —