SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 190,500 Value ($000) $1,303 Avg Close — Range —
Q2 2019
Shares 81,500 Value ($000) $575 Avg Close — Range —