SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 19,624 Value ($000) $170 Avg Close — Range —
Q4 2013
Shares 177,994 Value ($000) $1,867 Avg Close — Range —
Q3 2013
Shares 179,981 Value ($000) $1,751 Avg Close — Range —
Q2 2013
Shares 19,100 Value ($000) $176 Avg Close — Range —