SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Barnett & Company, Inc.'s Holding History (CIK: 0001426588)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 391 Value ($000) $2 Avg Close — Range —
Q4 2019
Shares 1,224 Value ($000) $9 Avg Close — Range —