SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 142,041 Value ($000) $1,003 Avg Close — Range —
Q3 2019
Shares 121,431 Value ($000) $831 Avg Close — Range —
Q2 2019
Shares 142,041 Value ($000) $1,003 Avg Close — Range —
Q1 2019
Shares 143,474 Value ($000) $1,009 Avg Close — Range —
Q4 2018
Shares 156,654 Value ($000) $1,020 Avg Close — Range —
Q3 2018
Shares 174,529 Value ($000) $1,401 Avg Close — Range —
Q2 2018
Shares 193,790 Value ($000) $1,506 Avg Close — Range —