SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 11,890 Value ($000) $66 Avg Close — Range —
Q1 2019
Shares 12,837 Value ($000) $91 Avg Close — Range —
Q4 2018
Shares 17,276 Value ($000) $113 Avg Close — Range —
Q3 2018
Shares 13,007 Value ($000) $106 Avg Close — Range —
Q2 2018
Shares 13,253 Value ($000) $104 Avg Close — Range —
Q4 2014
Shares 2,008 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 1,084 Value ($000) $9,181 Avg Close — Range —