SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 916 Value ($000) $6 Avg Close — Range —
Q4 2018
Shares 653 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 6,280 Value ($000) $49 Avg Close — Range —
Q4 2014
Shares 1,542 Value ($000) $11 Avg Close — Range —