SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 11,358 Value ($000) $220 Avg Close — Range —
Q3 2025
Shares 15,423 Value ($000) $258 Avg Close — Range —
Q2 2025
Shares 10,447 Value ($000) $158 Avg Close — Range —
Q4 2024
Shares 10,417 Value ($000) $151 Avg Close — Range —