SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 213 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 210 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 210 Value ($000) $2 Avg Close — Range —
Q4 2014
Shares 210 Value ($000) $2 Avg Close — Range —
Q3 2014
Shares 208 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 205 Value ($000) $2 Avg Close — Range —
Q1 2014
Shares 205 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 205 Value ($000) $2 Avg Close — Range —
Q3 2013
Shares 204 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 201 Value ($000) $2 Avg Close — Range —