SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

DC Investments Management, LLC's Holding History (CIK: 0001565951)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 23,398 Value ($000) $144 Avg Close — Range —
Q3 2020
Shares 38,438 Value ($000) $215 Avg Close — Range —
Q2 2020
Shares 51,728 Value ($000) $291 Avg Close — Range —
Q1 2020
Shares 68,812 Value ($000) $330 Avg Close — Range —
Q4 2019
Shares 40,984 Value ($000) $304 Avg Close — Range —
Q3 2019
Shares 25,944 Value ($000) $177 Avg Close — Range —
Q2 2019
Shares 17,084 Value ($000) $121 Avg Close — Range —
Q3 2018
Shares 12,722 Value ($000) $102 Avg Close — Range —