SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Janney Capital Management LLC's Holding History (CIK: 0001569855)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 1,564,576 Value ($000) $11,875 Avg Close — Range —
Q3 2015
Shares 1,722,607 Value ($000) $13,143 Avg Close — Range —
Q2 2015
Shares 14,822 Value ($000) $1,667 Avg Close — Range —