SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 4,291 Value ($000) $32 Avg Close — Range —
Q3 2019
Shares 2,016 Value ($000) $14 Avg Close — Range —
Q2 2019
Shares 2,016 Value ($000) $14 Avg Close — Range —
Q1 2019
Shares 2,016 Value ($000) $14 Avg Close — Range —
Q4 2018
Shares 2,016 Value ($000) $13 Avg Close — Range —
Q3 2018
Shares 2,016 Value ($000) $16 Avg Close — Range —
Q2 2018
Shares 2,016 Value ($000) $16 Avg Close — Range —
Q1 2018
Shares 2,016 Value ($000) $17 Avg Close — Range —
Q4 2017
Shares 2,730 Value ($000) $24 Avg Close — Range —
Q3 2017
Shares 2,016 Value ($000) $16 Avg Close — Range —
Q2 2017
Shares 2,016 Value ($000) $16 Avg Close — Range —
Q1 2017
Shares 2,016 Value ($000) $15 Avg Close — Range —
Q4 2016
Shares 2,054 Value ($000) $16 Avg Close — Range —
Q3 2016
Shares 2,054 Value ($000) $14 Avg Close — Range —
Q2 2016
Shares 2,054 Value ($000) $12 Avg Close — Range —
Q1 2016
Shares 2,054 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 2,054 Value ($000) $16 Avg Close — Range —
Q3 2015
Shares 2,054 Value ($000) $16 Avg Close — Range —
Q2 2015
Shares 2,114 Value ($000) $19 Avg Close — Range —
Q1 2015
Shares 2,114 Value ($000) $16 Avg Close — Range —
Q3 2014
Shares 2,140 Value ($000) $18 Avg Close — Range —
Q2 2014
Shares 2,140 Value ($000) $18 Avg Close — Range —
Q1 2014
Shares 2,140 Value ($000) $19 Avg Close — Range —
Q4 2013
Shares 2,140 Value ($000) $22 Avg Close — Range —
Q3 2013
Shares 2,140 Value ($000) $0 Avg Close — Range —