SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 61 Value ($000) $408 Avg Close — Range —
Q2 2016
Shares 122 Value ($000) $349 Avg Close — Range —
Q4 2015
Shares 7,902 Value ($000) $60 Avg Close — Range —