SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 201 Value ($000) $1 Avg Close — Range —
Q2 2020
Shares 2,186 Value ($000) $12 Avg Close — Range —
Q4 2019
Shares 3,139 Value ($000) $23 Avg Close — Range —
Q3 2019
Shares 2,286 Value ($000) $15 Avg Close — Range —
Q2 2019
Shares 3,013 Value ($000) $21 Avg Close — Range —
Q1 2019
Shares 3,013 Value ($000) $21 Avg Close — Range —
Q4 2018
Shares 3,013 Value ($000) $19 Avg Close — Range —
Q3 2018
Shares 3,365 Value ($000) $27 Avg Close — Range —
Q2 2018
Shares 3,365 Value ($000) $26 Avg Close — Range —