SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 194,590 Value ($000) $1,341 Avg Close — Range —
Q1 2021
Shares 180,305 Value ($000) $1,307 Avg Close — Range —
Q4 2020
Shares 52,176 Value ($000) $322 Avg Close — Range —
Q3 2020
Shares 148,843 Value ($000) $832 Avg Close — Range —
Q2 2020
Shares 177,974 Value ($000) $1,002 Avg Close — Range —
Q1 2020
Shares 175,783 Value ($000) $840 Avg Close — Range —
Q4 2019
Shares 168,693 Value ($000) $9,485 Avg Close — Range —
Q3 2019
Shares 145,759 Value ($000) $996 Avg Close — Range —
Q2 2019
Shares 138,730 Value ($000) $979 Avg Close — Range —
Q1 2019
Shares 137,897 Value ($000) $969 Avg Close — Range —
Q4 2018
Shares 115,431 Value ($000) $751 Avg Close — Range —
Q3 2018
Shares 116,634 Value ($000) $937 Avg Close — Range —
Q2 2018
Shares 84,656 Value ($000) $658 Avg Close — Range —
Q1 2018
Shares 83,270 Value ($000) $708 Avg Close — Range —
Q4 2017
Shares 80,661 Value ($000) $701 Avg Close — Range —
Q3 2017
Shares 87,819 Value ($000) $677 Avg Close — Range —
Q2 2017
Shares 27,100 Value ($000) $191 Avg Close — Range —
Q1 2017
Shares 50,763 Value ($000) $363 Avg Close — Range —
Q4 2016
Shares 50,871 Value ($000) $389 Avg Close — Range —