SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 30,000 Value ($000) $210 Avg Close — Range —
Q2 2021
Shares 30,000 Value ($000) $206 Avg Close — Range —