SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

SeaCrest Wealth Management, LLC's Holding History (CIK: 0001728121)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 272 Value ($000) $2 Avg Close — Range —
Q4 2018
Shares 272 Value ($000) $2 Avg Close — Range —
Q3 2018
Shares 957 Value ($000) $8 Avg Close — Range —
Q2 2018
Shares 957 Value ($000) $7 Avg Close — Range —
Q1 2018
Shares 957 Value ($000) $8 Avg Close — Range —
Q4 2017
Shares 592 Value ($000) $5 Avg Close — Range —