SUMITOMO MITSUI FINL GROUP I

Ticker: SMFG CUSIP: 86562M209 Class: ADR

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 63,000 Value ($000) $395 Avg Close — Range —
Q2 2021
Shares 45,000 Value ($000) $310 Avg Close — Range —