SUMITOMO MITSUI TR-SPON ADR

Ticker: SUTNY CUSIP: 86562X106 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,430 Value ($000) $48 Avg Close — Range —
Q3 2016
Shares 15,473 Value ($000) $51 Avg Close — Range —
Q2 2016
Shares 14,072 Value ($000) $46 Avg Close — Range —
Q1 2016
Shares 161,428 Value ($000) $475 Avg Close — Range —
Q4 2015
Shares 180,028 Value ($000) $683 Avg Close — Range —
Q3 2015
Shares 308,784 Value ($000) $1,124 Avg Close — Range —
Q2 2015
Shares 204,846 Value ($000) $946 Avg Close — Range —
Q1 2015
Shares 168,406 Value ($000) $700 Avg Close — Range —
Q4 2014
Shares 170,119 Value ($000) $653 Avg Close — Range —
Q3 2014
Shares 27,924 Value ($000) $118 Avg Close — Range —
Q2 2014
Shares 21,278 Value ($000) $97 Avg Close — Range —
Q1 2014
Shares 16,811 Value ($000) $76 Avg Close — Range —
Q4 2013
Shares 18,175 Value ($000) $95 Avg Close — Range —
Q3 2013
Shares 15,646 Value ($000) $77 Avg Close — Range —
Q2 2013
Shares 13,858 Value ($000) $65 Avg Close — Range —