SUN LIFE FINANCIAL INC.

Ticker: SLF CUSIP: 866796105 Class: Common Stock

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 733 Value ($000) $29 Avg Close $40.02 Range $38.10 - $41.22

Q1 2018

Shares 1,716 Value ($000) $71 Avg Close $42.16 Range $39.56 - $44.50

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	733	$29	$40.02	$38.10 - $41.22
Q1 2018	1,716	$71	$42.16	$39.56 - $44.50