SUN LIFE FINANCIAL INC.

Ticker: SLF CUSIP: 866796105 Class: Common Stock

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 4,538 Value ($000) $182 Avg Close $41.40 Range $39.08 - $44.00
Q1 2018
Shares 4,538 Value ($000) $187 Avg Close $42.16 Range $39.56 - $44.50
Q4 2017
Shares 4,538 Value ($000) $187 Avg Close $39.86 Range $38.54 - $41.40
Q3 2017
Shares 4,538 Value ($000) $181 Avg Close $38.16 Range $35.54 - $40.04
Q2 2017
Shares 4,538 Value ($000) $162 Avg Close $34.49 Range $32.22 - $36.56
Q1 2017
Shares 4,538 Value ($000) $166 Avg Close $38.00 Range $35.03 - $40.57
Q4 2016
Shares 3,971 Value ($000) $157 Avg Close $36.23 Range $32.03 - $39.87
Q3 2016
Shares 4,361 Value ($000) $142 Avg Close $32.16 Range $30.38 - $33.27
Q3 2012
Shares 15,000 Value ($000) $348 Avg Close — Range —
Q2 2012
Shares 73,900 Value ($000) $1,608 Avg Close — Range —
Q4 2011
Shares 12,000 Value ($000) $222 Avg Close — Range —
Q2 2011
Shares 70,300 Value ($000) $2,115 Avg Close — Range —
Q1 2011
Shares 73,700 Value ($000) $2,316 Avg Close — Range —
Q4 2010
Shares 85,600 Value ($000) $2,577 Avg Close — Range —
Q3 2009
Shares 85,900 Value ($000) $2,684 Avg Close — Range —