SUN LIFE FINANCIAL INC.

Ticker: SLF CUSIP: 866796105 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 12 Value ($000) $0 Avg Close $35.76 Range $31.52 - $38.08

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	12	$0	$35.76	$31.52 - $38.08