SUN LIFE FINANCIAL INC.

Ticker: SLF CUSIP: 866796105 Class: Common Stock

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 77 Value ($000) $3 Avg Close $35.76 Range $31.52 - $38.08

Q3 2014

Shares 310 Value ($000) $11 Avg Close $37.58 Range $36.13 - $38.85

Q2 2014

Shares 334 Value ($000) $12 Avg Close $34.44 Range $32.28 - $36.87

Q1 2014

Shares 346 Value ($000) $12 Avg Close $34.43 Range $31.69 - $36.21

Q4 2013

Shares 387 Value ($000) $14 Avg Close $34.04 Range $31.22 - $36.33

Q3 2013

Shares 422 Value ($000) $14 Avg Close $31.79 Range $29.30 - $32.99

Q2 2013

Shares 425 Value ($000) $13 Avg Close $28.45 Range $25.54 - $30.31

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	77	$3	$35.76	$31.52 - $38.08
Q3 2014	310	$11	$37.58	$36.13 - $38.85
Q2 2014	334	$12	$34.44	$32.28 - $36.87
Q1 2014	346	$12	$34.43	$31.69 - $36.21
Q4 2013	387	$14	$34.04	$31.22 - $36.33
Q3 2013	422	$14	$31.79	$29.30 - $32.99
Q2 2013	425	$13	$28.45	$25.54 - $30.31