SUN LIFE FINANCIAL INC.

Ticker: SLF CUSIP: 866796105 Class: Common Stock

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 116 Value ($000) $4 Avg Close $29.35 Range $25.31 - $32.90

Q4 2015

Shares 116 Value ($000) $4 Avg Close $32.98 Range $30.59 - $34.63

Q1 2013

Shares 500 Value ($000) $14 Avg Close $28.28 Range $26.65 - $29.97

Q4 2012

Shares 500 Value ($000) $13 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	116	$4	$29.35	$25.31 - $32.90
Q4 2015	116	$4	$32.98	$30.59 - $34.63
Q1 2013	500	$14	$28.28	$26.65 - $29.97
Q4 2012	500	$13	—	—