SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 170,846 Value ($000) $964 Avg Close — Range —
Q2 2014
Shares 161,205 Value ($000) $903 Avg Close — Range —
Q1 2014
Shares 115,847 Value ($000) $676 Avg Close — Range —
Q4 2013
Shares 109,253 Value ($000) $1,061 Avg Close — Range —
Q3 2013
Shares 73,500 Value ($000) $851 Avg Close — Range —