SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 14,000 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 14,000 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 14,000 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 14,000 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 14,000 Value ($000) $18 Avg Close — Range —
Q3 2015
Shares 15,500 Value ($000) $34 Avg Close — Range —
Q2 2015
Shares 15,500 Value ($000) $53 Avg Close — Range —
Q1 2015
Shares 15,500 Value ($000) $65 Avg Close — Range —
Q4 2014
Shares 14,500 Value ($000) $61 Avg Close — Range —
Q3 2014
Shares 25,500 Value ($000) $143 Avg Close — Range —
Q2 2014
Shares 29,500 Value ($000) $165 Avg Close — Range —
Q1 2014
Shares 6,000 Value ($000) $35 Avg Close — Range —
Q4 2013
Shares 5,000 Value ($000) $48 Avg Close — Range —