SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 25,000 Value ($000) $106,000 Avg Close — Range —
Q3 2014
Shares 15,523 Value ($000) $88,000 Avg Close — Range —
Q2 2014
Shares 70,000 Value ($000) $392,000 Avg Close — Range —
Q1 2014
Shares 125,000 Value ($000) $730,000 Avg Close — Range —
Q4 2013
Shares 71,614 Value ($000) $695,000 Avg Close — Range —
Q3 2013
Shares 125,000 Value ($000) $1,448,000 Avg Close — Range —
Q2 2013
Shares 174,686 Value ($000) $938,000 Avg Close — Range —