SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 14,000 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 14,000 Value ($000) $9 Avg Close — Range —
Q1 2016
Shares 28,000 Value ($000) $22 Avg Close — Range —
Q4 2015
Shares 33,000 Value ($000) $43 Avg Close — Range —
Q3 2015
Shares 21,400 Value ($000) $51 Avg Close — Range —
Q2 2015
Shares 39,400 Value ($000) $133 Avg Close — Range —
Q1 2015
Shares 30,900 Value ($000) $132 Avg Close — Range —
Q4 2014
Shares 11,500 Value ($000) $49 Avg Close — Range —
Q3 2014
Shares 11,300 Value ($000) $62 Avg Close — Range —
Q2 2014
Shares 13,550 Value ($000) $76 Avg Close — Range —