SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 822 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 2,335 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 8,770 Value ($000) $19 Avg Close — Range —
Q2 2015
Shares 399 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 89 Value ($000) $0 Avg Close — Range —
Q3 2014
Shares 1,151 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 400 Value ($000) $4 Avg Close — Range —
Q2 2013
Shares 200 Value ($000) $1 Avg Close — Range —