SUNSHINE HEART INC

CUSIP: 86782U106 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,000 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 3,500 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 2,000 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 2,000 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 2,000 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $4 Avg Close — Range —